Senior Regional Manager, Schwab Wealth Advisory

About the role

The Senior Regional Manager leads a team of 10-12 Wealth Advisors and Associate Wealth Advisors in Investor Advice Solutions, supporting clients through personalized service and ongoing advice.

Responsibilities

• Motivate and inspire your team to embody the Schwab culture of collaboration and support.
• Build and maintain strong relationships with internal partners and clients, including Branch Managers, Regional Branch Executives, and Directors within Investor Advice Solutions.
• Share extensive financial services experience with your team of CFP® or CFA® investment professionals.
• Establish strategies and plans to meet asset and service targets.
• Monitor client interactions and coach to improve service and advice quality, ensuring compliance and administrative tasks are completed.

Requirements

• CFP® designation or CFA® designation required (may consider 24 month condition of employment).
• Bachelor’s Degree required.
• Active and valid FINRA Series 7 license required.
• Active and valid FINRA 66 license required (may consider a 120-day COE).
• Active and valid FINRA 9/10 required (may consider a 120-day COE).
• Five plus years’ experience in the financial services industry.
• Minimum of 2 years supervisory experience strongly preferred.

Qualifications

• Strong market knowledge.
• A passion for client service.

Skills

• Excellent communication and interpersonal skills.
• Ability to manage change and develop others.

Benefits

• 401(k) with company match and Employee stock purchase plan.
• Paid time off for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions.
• Paid parental leave and family building benefits.
• Tuition reimbursement.
• Health, dental, and vision insurance.

Pay

Competitive salary range with potential for bonus or incentive opportunities.

Schedule

The role is eligible for a hybrid work schedule that balances flexibility with the need to be on-site in specified locations.