SRG Senior RM - Wires and Banks

About the Role

The individual in this role will oversee assigned highly complex client relationships, ensuring satisfaction, a prompt response to client needs, efficient problem resolution, contract and operational compliance, and risk mitigation. This includes utilizing deep expertise to proactively identify potential growth opportunities that will help clients achieve their goals. The role is responsible for relationships that are typically large and often span multiple products/services, such as ETFs, SMAs, mutual funds, and alternatives.

Requirements

• Bachelor's degree or the equivalent combination of education and relevant experience
• 8+ years of total relevant work experience
• FINRA Series 6 and 63 (or equivalent)
• Ability to travel as required to meet with clients, up to 20% of the time

Preferred Qualifications

• CFA or CAIA designation

FINRA licenses are required and will be supported for this role.