Senior Business Controls Officer (Pulte Mortgage)

Duties And Responsibilities

• Collaborate closely with business leaders and Business Controls Officers in creating and implementing control measures to align with organizational risk and objectives.
• Maintain a robust controls framework.
• Perform tests on existing controls, identify deficiencies, oversee third party testing, and contribute to action plans for addressing these gaps.
• Independently lead Control Breaks assessments with Business Stakeholders to identify the root cause, risk impacts, remediation steps, and control enhancement.
• Keep detailed records of control failures and coordinate alignment on action plans designed to mitigate them, ensuring transparency and accountability in the control process.
• Ensure action plan tasks are appropriately assigned (by function), ensure that completed action plan steps are verified by checking evidence of completion against expected results.
• Guide process participants in process by correcting any insufficient or invalid evidence of completion submissions.
• Independently lead Risk and Controls Assessments and workshops.
• Stay informed about changes in regulations and stakeholder policies/expectations and assist in adapting control processes, accordingly, ensuring ongoing compliance.
• Contribute to the creation and execution of training programs aimed at improving understanding and effectiveness of controls.

SCOPE

• Decision Impact: Individual
• Department Responsibility: Support
• Budgetary Responsibility: No
• Direct Reports: No
• Indirect Reports: No