Remote Compliance Officer
Boutique Recruiting · United States · Today
RemoteRemoteLegalFull-time
Responsibilities
- Review, revise, and approve client contracts and contract redlines
- Provide legal guidance on contract law and business agreements
- Review and approve marketing and advertising materials for regulatory compliance
- Ensure compliance with FINRA and applicable financial services regulations
- Review legal documents, disclosures, and compliance filings
- Complete regulatory and compliance-related documentation
- Serve as the primary compliance resource for internal teams
- Potentially partner with leadership to identify and mitigate regulatory risk
Requirements
- Juris Doctor (JD) degree required
- 4+ years of experience in both compliance and general counsel responsibilities within the financial services industry
- Strong knowledge of contract law and regulatory compliance
- Experience reviewing and negotiating contracts
- Background working within investment banking, broker-dealers, securities, or other financial services organizations
- Excellent written and verbal communication skills
- Strong analytical and problem-solving abilities
- Professional, approachable, and patient communication style
- Ability to work independently in a fully remote environment
- Proficiency with Microsoft Office; experience with compliance software is a plus
Benefits
- Fully remote position with the flexibility to work from anywhere in the U.S.
- Competitive base salary
- 30% target annual bonus based on individual and company performance
- Potential equity opportunity
- Annual performance reviews with salary increase opportunities
- Unlimited PTO (subject to manager approval)
- Paid stock market holidays
- Employer-paid employee medical insurance (PPO)
- 401(k) plan
- Opportunity to grow into a Chief Compliance Officer position
- A stable, established company with a collaborative entrepreneurial culture