New York, Philadelphia, Washington, DC- Investment Management- Financial Institutions Of Counsel

About the role

The successful applicant must:

• Possess 7+ years’ experience with investment adviser regulatory matters.
• Have comparable law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant.
• Have demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
• Be experienced in counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, and the development and distribution of products and services.
• Be proficient in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice.
• Be able to manage projects of varying sizes to completion, and be able to engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys.
• Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills.
• Be an active member of the bar in the state of the Morgan Lewis office for which you are applying.

Responsibilities

• Counsel top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations, and the development and distribution of products and services.
• Analyze complex regulatory matters and produce clear and comprehensive written materials memorializing legal advice.
• Manage projects of varying sizes to completion, and engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys.

Requirements

• Possess 7+ years’ experience with investment adviser regulatory matters.
• Have comparable law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant.
• Have demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
• Be proficient in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice.
• Be able to manage projects of varying sizes to completion, and be able to engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys.
• Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills.
• Be an active member of the bar in the state of the Morgan Lewis office for which you are applying.

Qualifications

• Possess 7+ years’ experience with investment adviser regulatory matters.
• Have comparable law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant.
• Have demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
• Be proficient in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice.
• Be able to manage projects of varying sizes to completion, and be able to engage effectively with partners across the firm and practice, as well as manage and train more junior attorneys.
• Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills.
• Be an active member of the bar in the state of the Morgan Lewis office for which you are applying.

Skills

• Experience with investment adviser regulatory matters.
• Law firm experience and/or experience working at the Securities and Exchange Commission and/or at an industry participant.
• Demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
• Proficiency in analyzing complex regulatory matters and producing clear and comprehensive written materials memorializing legal advice.
• Ability to manage projects of varying sizes to completion.
• Effective communication and analytical skills.
• Strong organizational and drafting skills.
• Bar membership in the state of the Morgan Lewis office for which you are applying.

Benefits

• Base salary or hourly wage range for this position will be determined during the interview process and will vary based on multiple factors, including but not limited to prior experience, relevant expertise, current business needs, and market factors.
• Final salary or hourly wages offered may be outside of this range based on other reasons and individual circumstances.
• The total compensation package for this position may also include a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave).
• Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

Pay

The salary wage range for this job posting is $375,000 to $470,000.

Schedule

This position may be resident in New York, Philadelphia, or Washington, DC.