Jobs · Finance · California

Compliance Specialist

Jay Knows Networking · Santa Rosa, CA · 3 wk ago
On-siteFinanceFull-time

Essential Duties And Responsibilities

  • Act as first point of contact for all spirits related compliance inquires.
  • Provide solid guidance to internal and external stakeholders for the label design & creation process for spirits.
  • Submission and tracking of Formula and COLA applications with TTB for spirits products.
  • Lead market ready compliance for all spirits products to include processing brand/product registration, distributor appointment/termination, control state codes (NABCA) and territory agreements.
  • Lead preparations and filing of all spirits related regulatory reports as required at the Federal and State level.
  • Support the preparation and submission of alcohol beverage licenses (Wine & Spirits) as needed.
  • Includes updates of corporate/owner information and obtaining new and/or canceling licenses as deemed necessary.
  • Support the maintenance and update of standard regulatory compliance software systems used for tracking and sole source for license, product, brand/label registrations and order fulfillment.
  • Aid in preparing, validating, submission and tracking of regulatory filings for wine to include new permits, amendments, and reporting as needed.
  • Aid in general department administrative duties as needed.
  • May include filing, scanning, electronic file management, expense report reconciliation and email correspondence.
  • Assist with department projects that may include acquisitions, exclusive agency agreements and other company initiatives.
  • Utilize industry specific tools and available resources to perform research and stay current on spirits related compliance issues, trends and developments.

Required Knowledge, Skills & Other Abilities

  • Understanding of spirits labeling requirements (commodity statements, class/type designation, formula requirements, etc.).
  • Understanding of spirits regulatory reporting requirements.
  • Excellent written and oral communication skills; attention to detail and responsiveness.
  • Demonstrated ability to maintain confidentiality and high level of integrity.
  • Thrive in a deadline driven, fast paced team environment.
  • Ability to identify & implement areas of process & work-flow improvements.
  • Excellent time management skills required.
  • Interact professionally and collaboratively with team members, other departments and outside regulatory agencies.
  • Strong Excel knowledge and the ability to analyze data and prepare spreadsheets for reporting and other compliance functions.
  • Embrace Company Core Values – Teamwork, Commitment, Quality, Integrity, Safety, Entrepreneurship and FUN!

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