Temporary Manager – Wealth Management Audit

Overview

RSM is seeking an experienced Audit Manager to support Wealth Management audit activities within a large global banking environment. This role is responsible for leading risk-based audits from planning through reporting, and for evaluating governance, risk management practices, and internal controls across Wealth Management businesses.

Key Responsibilities

• Lead and execute end-to-end internal audit engagements across Wealth Management functions.
• Develop audit scopes, perform walkthroughs, identify key risks and controls, and oversee audit testing activities.
• Assess the design and operating effectiveness of internal controls and risk management processes.
• Identify control deficiencies, develop audit findings, and deliver clear, actionable recommendations.
• Manage all phases of the audit lifecycle, including planning, fieldwork, issue development, and reporting.
• Partner with business stakeholders, risk functions, and control teams throughout audit engagements.
• Ensure audits are executed in accordance with internal audit standards, methodology, and regulatory expectations.
• Mentor junior team members and contribute to overall engagement quality and execution.

Qualifications

• 7+ years of experience in Internal Audit, Risk Management, Compliance, Controls, or a related function within financial services.
• Proven experience leading and executing audits from planning through reporting.
• Deep understanding of audit methodology, risk assessments, control evaluation, testing, issue development, and reporting.
• Strong project management skills with the ability to manage multiple engagements and competing priorities.
• Exceptional analytical, written, and verbal communication skills.
• Able to effectively engage stakeholders and present findings to leadership.

Preferred Experience

• Wealth Management audit experience or strong knowledge of Wealth Management products, services, risks, and control environments.
• Experience auditing one or more of the following areas: Brokerage and investment advisory activities, Private banking, Trust and fiduciary services, Regulatory compliance within Wealth Management businesses.
• Experience within a large banking or financial services organization.
• Familiarity with industry regulatory expectations and evolving risk trends impacting Wealth Management.

Work Arrangement

Hybrid work schedule based on business and engagement requirements.

Benefits

At RSM, we offer a competitive benefits and compensation package for all our people. We offer flexibility in your schedule, empowering you to balance life’s demands, while also maintaining your ability to serve clients. Learn more about our total rewards at https://rsmus.com/careers/working-at-rsm/benefits.

EEO Statement

RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying, excluding internships, you may be eligible for hire as an experienced associate. RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California, please click here for additional information.

Compensation Range

$54 - $80 per hour