Senior Compliance Analyst
Hudson Valley Credit Union · Poughkeepsie, NY · 2 wk ago
LegalFull-time
Job Summary
The role is responsible for managing customer relationships, providing financial advice, and ensuring compliance with regulatory standards.
Responsibilities
- Manage client interactions to enhance customer satisfaction
- Provide personalized financial planning and investment advice
- Monitor and report on client account performance
- Ensure all transactions comply with legal and regulatory requirements
Requirements
- Bachelor's degree in Finance, Economics, or related field
- Minimum 3 years of relevant experience in financial services
- Series 65 or Series 7 license required
- Strong analytical and communication skills
Qualifications
- Excellent interpersonal and problem-solving skills
- Ability to work independently and manage multiple tasks
- Proficiency in Microsoft Office Suite
Skills
- Financial analysis
- Customer service
- Regulatory compliance
Benefits
- Competitive salary
- Health insurance coverage
- 401(k) plan with company match
- Flexible work schedule
Pay
- $60,000 - $70,000 annually
Schedule
- Full-time position
- Monday through Friday, 9:00 AM - 5:00 PM