Senior Compliance Analyst

About the role

We are seeking an experienced Senior Compliance Analyst in supporting and enhancing our compliance program. The role is well suited for an experienced compliance professional who can independently assess regulatory risk, apply a practical, risk-based approach to complex client structures, and contribute to the ongoing development of compliance policies and controls.

Responsibilities

• Support the administration of the company’s compliance program, including BSA/AML, OFAC, and fiduciary compliance requirements.
• Conduct enhanced due diligence, including source of wealth and source of funds reviews, for high-net-worth and international clients.
• Perform new account reviews, transaction monitoring, and ongoing client reviews in accordance with risk-based policies.
• Aid in identifying and escalating compliance risks related to cross-border activity and complex fiduciary arrangements.
• Review, investigate, and document potentially suspicious activity and draft Suspicious Activity Reports in accordance with BSA/AML regulations, internal policies, and regulatory timelines.
• Serve as a trusted advisor to trust officers and compliance staff on non-routine or complex compliance issues.
• Contribute to the development, interpretation, and enhancement of compliance policies, procedures, and ensure proper documentation.
• Track and analyze regulatory developments affecting trust and fiduciary services.
• Prepare compliance reports, metrics, and supporting materials for management.

Requirements

• Bachelor’s degree required, advanced degree or professional certification a plus.
• 5 years compliance experience within a trust company, fiduciary services firm, or similar financial institution.
• Hands-on experience with BSA/AML, sanctions, and regulatory compliance for international or high-net-worth clients.
• Strong analytical skills with attention to detail and sound judgment.
• Excellent communication skills, with the ability to explain complex regulatory issues clearly and pragmatically.

Qualifications

This is a remote, work-from-home position. However, candidates must reside within the Las Vegas Metropolitan Area at the time of hire and throughout employment.