Senior Auditor - Corporate Treasury

About the role

The Corporate Audit Services Senior Auditor (Corporate Treasury) is responsible for completing audit engagement assignments with minimal supervision, understanding risk and risk management techniques, identifying and analyzing business processes, key risks and critical controls, and evaluating control design adequacy. This role involves performing or supervising staff auditors in the testing of controls, drafting audit issues, and assisting with reporting and wrap-up phases of audits.

Responsibilities

• Assisting the audit team management in planning audit engagements.
  • Understanding risk and risk management techniques; identifying and analyzing business processes, key risks and critical controls; interviewing auditees; and evaluating control design adequacy.
• Performing or supervising staff auditors in the testing of controls based on audit program directions.
  • Using appropriate sampling and control testing techniques; identifying and assessing the relevancy of possible issues; and documenting work performed to support audit scope/conclusions, to facilitate an efficient review, and to meet internal audit policies and procedures.
• Drafting audit issues under the supervision of the audit team management.
  • Drafting potential exposures and significance, identifying appropriate root causes, and developing recommendations that are operationally effective and cost-effective actions to address those causes.
• Assisting the audit team management in the reporting and wrap-up phases of audits.
  • Assisting with drafting audit reports.
• Learning from and applying coaching received.
• Performing other duties as requested by management.

Requirements

• Bachelor's degree, or equivalent work experience.
• More than five years of applicable experience.

Preferred Skills/Experience

• Relevant Financial Service Industry knowledge (e.g., Regulatory Compliance, Risk Management, Investments, Treasury, Liquidity Risk, Interest Rate Risk).
• Knowledge of applicable laws, regulations, and regulatory trends.
• Thorough knowledge of Risk/Compliance/Audit competencies.
• Strong critical thinking and analytical skills.
• Ability to manage multiple tasks and deadlines simultaneously.
• Effective presentation, interpersonal, written and verbal communication skills.
• Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations.

Benefits

• Healthcare (medical, dental, vision)
• Basic term and optional term life insurance
• Short-term and long-term disability
• Pregnancy disability and parental leave
• 401(k) and employer-funded retirement plan
• Paid vacation (from two to five weeks depending on salary grade and tenure)
• Up to 11 paid holiday opportunities
• Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
• Adoption assistance
• Equity stock purchase
• Pension (subject to eligibility requirements)