Registered Funds Mid-Level Associate

About Our Client

A globally recognized law firm known for advising on complex, high-value matters across financial services and other industries. The firm combines deep regulatory expertise with transactional strength, offers a strong collaborative culture, invests in professional development, and provides meaningful pro bono opportunities alongside market-leading client work.

Responsibilities

• Provide legal counsel on matters related to investment management and regulatory compliance.
• Draft, review, and negotiate agreements, disclosures, and other legal documents.
• Advise on SEC, FINRA, and other regulatory requirements impacting the investment management industry.
• Collaborate with internal teams and external stakeholders to ensure compliance with industry standards.
• Support business development by identifying and mitigating legal risks in new initiatives.
• Stay updated on changes in laws and regulations affecting the professional services industry.
• Assist in managing disputes and litigation related to investment management operations.
• Provide training and guidance on compliance and legal best practices.

Requirements

• A law degree and admission to the bar in at least one U.S. jurisdiction.
• Strong knowledge of SEC and FINRA regulations related to investment management.
• Excellent drafting and negotiation skills for legal documents.
• Ability to provide practical legal advice in a fast-paced environment.
• Experience working in the professional services industry or a similar setting.
• Strong analytical, organizational, and communication skills.

Benefits

• Competitive salary ranging from $310,000 to $390,000 USD, based on JD year and other relevant factors.
• Comprehensive benefits package to support your well-being.
• Opportunity to work in an established large organization within the professional services industry.
• Engaging and challenging work in the investment management legal sector.
• A collaborative and professional work environment.