Global Banking & Markets-Salt Lake City-Senior Associate, Trade Processing-8949915

Job Duties

• Analyze regulatory reports as required by ensuring that all trades and account activities comply with current regulations and reporting standards.
• Process various financial transactions, including wire transfers, securities transactions, and fund transfers, ensuring accuracy and compliance with FINRA and IRS regulations.
• Reconcile client account transactions with firm ledger and records including performing detailed data analysis and comparison.
• Audit financial transactions and work with internal teams for regulatory reporting and/or external auditors as required.
• Address and process client requests received and ensuring timely resolution and accurate documentation in accordance with internal protocols.
• Streamlining processes, risk reduction and improving operational processes and procedures, contributing to increased efficiency by working with internal teams to ensure seamless coordination and communication.

Job Requirements

• Master’s degree (U.S. or foreign equivalent) in Economics, Finance, Business Administration, Financial Analysis, or a related field and one (1) year of experience in the job offered or related role OR
• Bachelor’s degree (U.S. or foreign equivalent) in Economics, Finance, Business Administration, Financial Analysis, or a related field and three (3) years of experience in the job offered or related role.
• Prior experience must include at least one (1) year with master’s degree or three (3) years with bachelor's degree with the following:
• reviewing client account transactions accuracy and making manual adjustments transactions in Client account ledger system system to reflect accurate information;
• monitoring and streamlining case management workflows to provide real-time updates to clients;
• completing Quality Assurance (QA) reviews using data from external platforms by leveraging data audit reports from tax vendor to verify data accuracy through analysis and presentation of report accuracy rates;
• defining system functionality and workflow requirements for engineering, ensuring adherence to internal policies and external regulations;
• using pre-deployment product testing, leveraging testing environment to identify and log bugs issues and conduct data collection for resolutions with the engineering team;
• using data analysis techniques to extract meaningful insights from financial data and communicate findings to management;
• establishing key performance indicators (KPIs) to measure the effectiveness of process improvements and monitoring performance over time to identify areas for further improvement.