Global Banking & Markets- Salt Lake City- Associate, Trade Processing - 10370903
About the role
Analyze regulatory reports to ensure trades and account activities comply with current regulations and reporting standards. Process financial transactions including wire transfers, securities transactions, and fund transfers with accuracy and adherence to FINRA and IRS regulations. Reconcile client account transactions with firm ledgers, perform detailed data analysis and comparisons, and audit financial transactions in collaboration with internal teams and external auditors. Address and resolve client requests with timely follow-up and accurate documentation per internal protocols. Contribute to process improvements, risk reduction, and operational efficiency by collaborating with internal teams to enhance coordination and communication.
Requirements
- Master’s degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and one year of relevant experience or
- Bachelor’s degree (U.S. or foreign equivalent) in Finance, Business Analytics, Economics, or related field and three years of relevant experience
Qualifications
Prior experience must include:
- Operational flow of a wide variety of investment products from pre-trade to post settlement including trade booking reviews
- Manipulating system parameters with BDM (Business Decision Modeling)
- Utilizing operations tools and technologies specific to financial services firm operations
- Working with financial regulation and compliance, including resolving client asset or portfolio transfer situations without clearly defined processes
- Identifying process flaws and proposing efficiency improvements
- Analyzing large data sets of 10,000+ lines and synthesizing key themes
- Analyzing data and configuring operational metrics using tools such as Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods, and Robotic Process Automation