Global Banking & Markets-Salt Lake City-Associate, Client Onboarding & Configuration-10332060

About the role

Engage in client service and relationship support, risk management, regulatory adherence, and related tasks. Provide operational risk management and oversight for the Firm’s account opening workflow and processes, including identifying and managing potential risks in daily business operations, implementing controls to mitigate risk, and working with cross-functional teams to enable accurate reporting.

Responsibilities

• Work with Compliance to define and implement firm policies and controls that minimize market or earnings risk to the firm.
• Collaborate with engineering teams to design new system enhancements that improve efficiencies, from small enhancements to large-scale, global initiatives.
• Design procedures to reflect changing regulatory requirements and limit risk; review legal structures of various entities; collect and prepare due diligence documents; and complete administrative tasks to ensure client expectations are met.
• Create all new client trading accounts and coordinate additional trading features and account types for existing clients, including client maintenance and data quality management.
• Maintain and establish relationships with institutional clients; facilitate front-to-back coordination; set up trading relationships; escalate potential relationship issues threatening the firm’s market position; and devise possible resolutions.
• Ensure due diligence is performed to protect the firm’s assets by complying with “Know Your Customer” regulations to prevent and detect money laundering, corruption, and other financial crimes.

Requirements

• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Information Systems Management, or a related field.
• Two years of experience in the job offered or in a related role, including two years of experience with:
  • Building relationships with external and internal clients to understand specific trading strategies and determine individual needs.
  • Analyzing large data sets of 10,000+ lines and synthesizing into key themes or action items.
  • Analyzing data and configuring operational metrics through one of the following self-service tools: Alteryx, Tableau, SQL, Data Warehousing, Defensive Design Methods, and RPA robotics.
  • Working on multiple, time-sensitive projects in partnership with global teams and cross-functions.
  • Ensuring timely delivery with high quality to meet client or business expectations.