Global Banking & Markets- Salt Lake City- Senior Associate, Client Onboarding & Configuration- 10190607

Job Duties

• Ensure due diligence is performed on new and existing clients to comply with all Compliance policies, procedures and regulatory obligations.
• Develop expertise in the firm’s AML/Customer Identification due diligence policies.
• Communicate with internal and external clients to obtain relevant documentary requirements in line with current policies and procedures.
• Perform ongoing maintenance and monitoring of existing clients to ensure continued compliance with internal policies and external regulations.
• Develop and maintain reports to present key performance indicators (KPIs) and key risk indicators (KRI) to stakeholders.
• Support team manager in day-to-day oversight as well as strategic initiatives.
• Participate in regular meetings with regional and global team members and management.
• Identify, define and enhance process efficiencies which will benefit Client Onboarding.
• Interact with the Client Onboarding teams across other divisions, members of Compliance, Technology, and revenue groups on KYC / AML matters.
• Take ownership of an agreed upon workload and projects ensuring it is processed to completion within timelines.
• Participate in ad hoc projects and Audits as required.

Job Requirements

• Bachelor’s degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Industrial Engineering, or related field and three (3) years of experience in the job offered or in a related role.
• Prior experience must include three (3) years with:
• conducting due diligence and working with compliance policies, procedures and regulatory obligations;
• KYC (Know Your Customer) & AML (Anti-Money Laundering) frameworks and Customer Identification due diligence policies;
• KYC/AML Platforms: Including industry-standard KYC/AML screening and case management systems such as World-Check or LexisNexis;
• Microsoft Office Suite including Excel, PowerPoint, and Word;
• Data visualization tools including Tableau;
• Data analytics tools including Alteryx;
• SQL (Structured Query Language).