FINOP

About the Role

As FINOP, you will ensure regulatory compliance and accounting services to the ACA/Foreside in-house Broker/Dealers.

What You'll Do

• Oversee the preparation and maintenance of accurate financial statements and reports in compliance with GAAP and FINRA/SEC regulations
• Interact with FINRA/SEC regulators as required
• Oversee daily financial operations of the ACA/Foreside in-house Broker/Dealers
• Collaborate with cross-functional teams to enhance financial processes and implement best practices
• Monitor and ensure compliance with SEC regulations and reporting requirements related to Series 27
• Provide financial analysis and insights to support business decisions and strategy development
• Interact with clients for various due diligence and onboarding meetings

Qualifications

• Bachelor's degree in accounting or related field
• Minimum of four (4) years of accounting experience, with experience in a broker dealer environment
• Series 27 certification required

Preferred Qualifications

• Experience with WorkDay

Skills and Attributes for Success

• Ability to exercise discretion and make independent judgments on matters of significance
• Demonstrated professional integrity
• Dependable, flexible, and adaptable to new ACA initiatives and changing client needs
• Ability to work well in a fast-paced, small-team environment
• Ability to work independently, multi-task and prioritize effectively
• Ability to establish and maintain effective working relationships with colleagues and clients
• Highly motivated and goal oriented; proactive in one's own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks
• Dedicated to upholding ACA's high-quality standards and customer service focus
• Strong organizational and problem-solving skills with attention to detail
• Strong oral and written communication skills
• Proficient with Microsoft Office applications, Adobe Acrobat, and the Internet

Benefits

• Medical and dental coverage
• 401(k) plans
• Wide range of paid time off options
• Flexible work environment
• Time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence
• Student Debt Forgiveness
• Pet Insurance

Pay

Salary Range: 85,000-90,000