Financial Services Regulatory & Compliance - Associate (Mid-Level)

Location: Dallas, TX – US based candidates only, no visa sponsorship available.

About the role

This role will provide business-aligned guidance focused on governance, compliance, and operational risk management. You will partner with leaders, compliance stakeholders, and cross-functional teams to translate complex issues into practical recommendations. The position offers the opportunity to strengthen responsible execution, improve decision-making, and support sustainable growth within a Legal & Accounting environment.

Responsibilities

• Conduct legal research and compliance analysis
• Advise clients on regulatory requirements and compliance strategies
• Prepare licensing and chartering submissions
• Monitor and interpret changes in financial regulations
• Collaborate with team members on client projects and compliance initiatives
• Manage third-party risk assessments and compliance audits
• Ensure adherence to internal compliance policies and procedures

Qualifications

• 3-5 years of experience in financial services regulatory and compliance
• Expertise in banking, money services businesses, and FinTech compliance
• Knowledge of financial regulations including BSA/AML and sanctions
• Licensed or eligible for admission in relevant jurisdiction
• Strong academic background with excellent research and writing skills
• Attention to detail and proactive approach
• Fluency in Spanish is preferred

Pay

$250,000 – $340,000 annually

Benefits

• Discretionary bonus opportunities
• Health insurance with optional HSA
• 401K retirement plan with company contributions
• Paid vacation and sick leave
• Employee assistance program and wellness resources
• Various voluntary insurance options including life and disability insurance
• Potential commuter and transit programs available