Executive Director, Institutional Securities Group Financial Crimes Advisory Program Execution Officer

About the role

We're seeking someone to join our team as an Institutional Securities Group Financial Crimes Advisory Program Execution Officer in Global Financial Crimes.

Responsibilities

• Establish and maintain strong governance, controls, and documentation aligned with Firm and regulatory standards; draft and update policies and procedures.
• Oversee issue management, remediation tracking, and responses to internal audits, regulatory exams, and compliance inquiries.
• Serve as a strategic advisor to ISG leadership on operational risk trends, control issues, and emerging risks.
• Act as the central liaison across GFC ISG Advisory, business units, Risk, Compliance, Legal, Operations, and Technology/Data to drive alignment on priorities, timelines, and ownership.
• Lead process improvement initiatives and manage change for new regulations, products, and risk frameworks.
• Own governance forums, including agenda setting, materials coordination, stakeholder engagement, and tracking of decisions, metrics, and action items.
• Oversee training, onboarding, and capability development, deliver targeted risk training, support new product approvals, and represent the Firm in internal committees and external forums.

Requirements

• 10+ years of relevant experience, preferably within a large/complex financial institution, law firm, or regulatory body.
• Strong understanding of AML, sanctions, and anti-corruption laws and regulations.
• Knowledge of Institutional Securities (e.g., M&A, sales & trading, underwriting, debt financing) with the ability to assess complex transactions.
• Self-starter with the ability to work independently while collaborating across a global program.
• Strong analytical, problem-solving, and project management skills, with the ability to deliver in time-sensitive environments.
• Excellent written and verbal communication skills, with strong attention to detail and time management.
• Sound judgment with the ability to appropriately escalate issues and influence stakeholders.
• Strong interpersonal skills and team-oriented mindset; ACAMS certification (or equivalent) preferred or required within 15 months.

Qualifications

• Master's degree in Finance, Law, or related field.
• Experience in a similar role within a financial institution.
• ACAMS certification (or equivalent) preferred or required within 15 months.

Skills

• Financial Crime Prevention
• Operational Risk Management
• Regulatory Compliance
• Project Management
• Strategic Advisor

Benefits

• Comprehensive health and welfare benefits
• Flexible work arrangements
• Professional development opportunities
• Employee resource groups

Pay

Expected base pay rates for the role will be between $165,000 and $275,000 per year at the commencement of employment.

Schedule

Full-time position.