Director, Compliance Advisor

About the role

Capital One is seeking a Director, Compliance Advisor to join our Banking & Corporate functions Compliance team. This role is responsible for leading second-line Compliance functions for our Capital One Shopping function. Agility, strong business judgment and the ability to evaluate complex, multi-dimensional situations to formulate appropriate recommendations to support a fast-paced, growth oriented tech business are required. The Director will advise and challenge senior business leaders on the development and delivery of products and services and oversee the administration of Capital One’s compliance management program for their area of responsibility. This position will regularly engage with senior leaders in other parts of Compliance (such as Privacy, Fair Lending, and AML), Risk Management, Audit, and Legal as well as Capital One’s external regulators (such as the CFPB, OCC, and FRB) as needed. As Shopping expands internationally, the advisor will collaborate with cross-functional teams to facilitate well-managed growth, while evaluating, engaging and ensuring compliance with new legal and regulatory environments. This position will report to the VP, Compliance of Travel and Shopping, who in turn reports to the Senior Compliance Officer (SCO) for Banking and Corporate Functions Compliance.

Responsibilities

• Serve as a credible authority and partner to senior business leadership, providing expert advice on business strategy, including the transformation of core operating systems.
• Oversee the development and execution of the CMP, ensuring all components are operating effectively to identify and mitigate risks.
• Manage the evolution of the compliance risk management