Controllers Operations-Global Position Reporting-Dallas-Vice President

Responsibilities

• Execute and manage key risk and control processes to ensure compliance with non-financial regulatory reporting obligations
• Develop extensive subject matter expertise in major American regulations (e.g. Section 13, Section 16, LOPR, FINRA 4560, BHCA)
• Consult on business and functional projects to facilitate compliant commercial activity
• Develop strong relationships with stakeholders in the business, Engineering, Compliance and Legal to support reporting functions
• Delve into complex system infrastructure to understand impact of data flows and booking models on reporting quality
• Leverage data analytical and automation tools to detect anomalies in reporting data and improve reporting processes
• Design and lead the implementation of solutions to deliver best-in-class system and control frameworks quality
• Train and motivate colleagues to achieve personal and departmental business and risk targets

Qualifications

• Bachelor’s degree with 5+ years of experience in financial services
• Strong analytical skills with an ability to understand complex workflows paired with meticulous attention to detail
• Strong communication skills to clearly articulate issues and ideas, provide timely escalation
• Good interpersonal skills to build strong relationship with key stakeholders within and outside of Operations
• Self-motivated team player who has strong organizational skills and ability to manage competing priorities within deadlines
• Working knowledge of financial markets, regulatory landscape and associated processes
• Working knowledge of financial, operational, reputational risk
• Working knowledge of financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives (advantage)
• Working knowledge of project management and business analysis (advantage)
• Interest in data analysis, process automation, big data or non-technical process efficiencies (advantage)