Compliance Analyst, Contingent Worker

This is a 12-month temporary contract role located in Plano, Texas.

About the Role

The Compliance Analyst will focus primarily on the review, enhancement, and documentation of new and revised bank policies, procedures, workflows, control, and program documentation. The role will also conduct routine compliance testing, risk assessments, and monitoring activities and will support Senior Compliance Analysts for regulatory examinations. This position serves as a key supporting role to deliver on its commitment to meeting high regulatory expectations.

Responsibilities

• Partner with Department Managers and Subject Matter Experts (SME) to ensure that policies, procedures, user guides, and process flows accurately reflect required information and that related documents are aligned.
• Evaluate business processes and translate them into accurate, consistent, and concise documentation that follows a logical flow.
• Create new operational user guides and procedures from multiple resources, including but not limited to regulatory guidance, documentation provided by the business units, SME interviews, process mapping, control documentation, and program outlines as needed.
• Prepare material for the Chief Compliance Officer to submit to the Enterprise Risk Committee and the Board of Directors.
• Once changes to policies, procedures, and user guides are approved, work with the responsible person to ensure updates are posted to the online document library and updates are communicated to bank employees.
• Conduct Compliance Testing as assigned and complete applicable reporting for publishing by the Chief Compliance Officer.
• Support Regulatory Examinations.
• Support management of Compliance Training.
• Perform Compliance-related Risk Assessments and Testing.
• As needs arise, may work on related projects in other areas of the bank.

Requirements

• High School Diploma; minimum of 5 years of relevant experience.
• Financial Services Experience with knowledge of various areas of banking or financial service operations, including mortgage lending, and a strong understanding of consumer banking regulations.
• Excellent writing and communication skills, including the ability to draft formal documentation, interpret complex regulatory language, and communicate effectively.
• Detail and process-oriented.
• Basic Data Analytics (Advanced Excel).
• Expertise in Microsoft Office (Word, PowerPoint, Outlook, Excel).
• Must be self-directed and able to work both independently and as part of a team to meet goals and objectives.
• Must be organized and skilled at managing multiple priorities.
• Position will initially work remotely and may transition into an office environment depending on company work-from-home policy updates.

Preferred Qualifications

• Bachelor’s Degree.
• Minimum of 5 years’ experience in banking or financial services industry.
• Paralegal Certificate or equivalent legal training.
• Experience in regulatory compliance documentation.
• Candidates with paralegal, legal assistant, compliance, or similar analytical/documentation experience are strongly encouraged to apply.

Benefits

• Medical
• Dental
• Vision
• 401K

Pay

$35.00 - $45.00 per hour.

Schedule

Hybrid work arrangement.