Compliance Analyst

Job Summary

Reporting to the Compliance Director, the Compliance Analyst is responsible for assisting with maintaining client and regulatory compliance for Rausch Sturm. They are responsible for the compilation of data for client required reporting, regulatory controls, and client audit preparation for the compliance deliverables.

Essential Duties And Responsibilities

• Prepares and reviews client required complaint reports
• Affords assistance in monitoring resolution rates of consumer complaints
• Completes assigned audits and control measures
• Carries out assigned call monitoring
• Drafts policy and procedure documentation
• Completes other responsibilities as assigned

Required Skills/Abilities

• High school diploma (or equivalent)
• Preferred Bachelor’s degree or 1-2 years’ experience in a legal profession
• Ability to manage shifting priorities in a fast-paced, results-driven environment
• Proficiency in the Microsoft Suite of products

Education And Experience

• High school diploma (or equivalent)
• Preferred Bachelor’s degree or 1-2 years’ experience in a legal profession

Physical Requirements

• Prolonged periods of sitting at a desk and working on a computer
• Frequently required to talk or hear, and use hand to type, handle, or touch objects
• Regularly required to stand and walk, and may be required to stoop, bend, or reach above the shoulders
• Must be able to occasionally lift up to 25 pounds at times
• Must be able to access and navigate each department at the organization’s facilities

Work Environment

• This position can be hybrid or remote
• Schedule: 8am to 5pm Monday through Friday with flexibility to meet business needs

Benefits

• Health Insurance
• Dental Vision
• Health Savings Account
• 401(k) with Company Match
• Life Insurance
• Short & Long-Term Disability
• Paid Time Off (PTO)
• Employee Referral Program
• Volunteer Time Off
• Career Opportunities