Jobs · Administrative · New York

Compliance Administrative Assistant

Sumitomo Corporation of Americas · New York, NY · 3 days ago
AdministrativeFull-time

Duties/Responsibilities

  • Maintain and update EthicsPoint users throughout the Americas.
  • Track the status of compliance investigations to ensure timely and thorough case conclusions and adequate documentation in the EthicsPoint System.
  • Create and maintain a subsection of the company’s Extranet System for compliance matters.
  • Maintain and update sections of the company’s intranet that relate to compliance matters.
  • Maintain and update group e-mail addresses related to compliance matters.
  • Maintain the company’s compliance ownership chart which tracks subject matter experts and the laws they track.
  • Oversee the scheduling of New Employee Compliance On-Boarding Training.
  • Manage training calendar for all compliance-related internal/external training.
  • Avoidance of non-compliance by tracking employee completion of required compliance courses and communicating with employees who have not completed courses.
  • Avoidance of non-compliance by assisting with the expansion and implementation of PolicyTech throughout the Americas.
  • Book travel for CECO (and possibly other attorneys) and submit expense reports on behalf of CECO (and possibly other attorneys).
  • Utilize Monday.com to manage individual and group projects relating to compliance goals.
  • Avoidance of non-compliance by assisting with other administrative tasks and general support to the CECO and to the legal counsel and other members of the CLO Office as required.

Job Specific Knowledge/Skills & Abilities

  • Operational experience with legal related technologies.
  • Intermediate skills in Microsoft Office Suite (Word, Excel, PowerPoint, Outlook).
  • Proficient in organizational skills, time management, and ability to efficiently prioritize.
  • Strong attention to detail with strong document preparation and data accuracy.
  • Professional discretion in handling confidential and sensitive information.
  • Effective verbal and written communication skills.
  • Demonstrated ability to work cross-functionally and globally, with the ability to consult, build relationships, and/or indirectly influence enterprise-wide or cross-functional teams.

Education, Certification and Experience

  • Bachelor’s Degree or more than 5 years’ related experience in lieu of degree.
  • Minimum 3 years’ experience working as an assistant to compliance and/or legal department.
  • Experience with PolicyTech and EthicsPoint is a plus.

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