Audit Manager

About the role

The Role Are you looking for a position to grow your business and auditing skills, expand your knowledge of financial services, and give you the opportunity to problem solve with some of the best minds in the industry? There is no better place to drive solutions for improving internal controls than to operate at the nexus of technology and business with Fidelity Corporate Audit!

Responsibilities

• Works with business and technology management to build an understanding of complex functions.
• Workflows end-to-end business processes and supporting technologies, highlighting risks and controls embedded throughout the function.
• Leverages audit automation tools in the evaluation of business operations and systems.
• Performs and reviews audit test work including organizing and analyzing data, testing controls and documenting results.
• Applies strategic and data analytics concepts, principles, and techniques to more efficiently and effectively identify control deficiencies.
• Drafts audit reports that provide a clear description of issues identified, related implications to the business or enterprise as a whole and management action plans to resolve the issues.
• Coaches and mentors Analysts and Senior Analysts on the team.
• Builds deep working relationships with audit teams and clients.

Requirements

• BA/BS in Accounting, Finance, or related field of study.
• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred.
• 5-7 years of external and internal audit or related experience, preferably in financial services.
• In-depth knowledge of audit practices, tools, techniques, concepts, and trends.
• Teammate and leader who works constructively with others to achieve team goals and provide departmental thought leadership.
• Ability to work simultaneously on multiple tasks and lead team priorities and workload.
• Strong problem solving and analytical skills.
• Commitment to innovative, collaborative, and digital working style.
• Strong presentation, written, and interpersonal communication skills.
• Hands-on work style and ‘can do’ attitude with a strong desire to make things happen.
• Knowledge of the brokerage business including retail and/or institutional client product offerings and services and industry regulations preferred.
• Knowledge in IT general controls is a plus.

Qualifications

• BA/BS in Accounting, Finance, or related field of study.
• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred.
• 5-7 years of external and internal audit or related experience, preferably in financial services.
• In-depth knowledge of audit practices, tools, techniques, concepts, and trends.
• Teammate and leader who works constructively with others to achieve team goals and provide departmental thought leadership.
• Ability to work simultaneously on multiple tasks and lead team priorities and workload.
• Strong problem solving and analytical skills.
• Commitment to innovative, collaborative, and digital working style.
• Strong presentation, written, and interpersonal communication skills.
• Hands-on work style and ‘can do’ attitude with a strong desire to make things happen.
• Knowledge of the brokerage business including retail and/or institutional client product offerings and services and industry regulations preferred.
• Knowledge in IT general controls is a plus.

Skills

• BA/BS in Accounting, Finance, or related field of study.
• Professional audit certifications (e.g., CPA, CIA, CISA) and/or registration/licensing preferred.
• 5-7 years of external and internal audit or related experience, preferably in financial services.
• In-depth knowledge of audit practices, tools, techniques, concepts, and trends.
• Teammate and leader who works constructively with others to achieve team goals and provide departmental thought leadership.
• Ability to work simultaneously on multiple tasks and lead team priorities and workload.
• Strong problem solving and analytical skills.
• Commitment to innovative, collaborative, and digital working style.
• Strong presentation, written, and interpersonal communication skills.
• Hands-on work style and ‘can do’ attitude with a strong desire to make things happen.
• Knowledge of the brokerage business including retail and/or institutional client product offerings and services and industry regulations preferred.
• Knowledge in IT general controls is a plus.

Benefits

Fidelity offers a comprehensive benefits package including health insurance, retirement plans, and paid time off. Please refer to the company's website for details.

Pay

The salary range for this role is $80,000 - $120,000 annually, depending on experience and qualifications.

Schedule

This role is currently based on a full-time, onsite schedule. However, Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently, some roles and locations require 100% onsite presence, while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications

Category: Audit