Staff Operations Auditor II

Essential Job Responsibilities

• Performs operational audits following established procedures and guidelines while completing assigned tasks related to the audit process.
• Reviews policies, operational and SOX procedures and regulatory guidance to evaluate the completeness of the audit scope and workplan.
• Counsels audit work utilizing detailed audit programs/procedures and communicates pertinent findings related to audits performed for all elements of the corporation.
• Examines accounting, compliance, and financial records while appraising internal controls, and operational and administrative functions for efficiency/effectiveness.
• Verifies that proper analytical and documentation standards are maintained.
• Performs testing to ensure processes are being followed according to requirements and/or regulations, documents results, and drafts findings for review by management.
• Completes workpapers, and written audit programs that evidence the material facts and supports the conclusions drawn.
• Affords assistance to other Audit Departments (i.e. Financial, IT, and Credit Review) as necessary and provides technical expertise during their audit reviews.
• Informs Audit Supervisor(s) of audit progress and/or difficulties and provides updates of potential changes or enhancements to work programs based upon circumstances encountered during the course of audit.
• Uses working knowledge of accounting principles, audit standards and techniques, and/or laws and regulations relative to the audit function.
• Interprets the results of the audit work performed, identifies control weaknesses, and makes recommendation for cost-justified improvements in operations.
• May perform audits independently or with other team members.
• Coordinates and communicates with other departments and external auditors as necessary to facilitate the exchange of necessary information and documentation.
• Leads audit teams and monitor time budgets during audits at the direction of management.
• Coaches less experienced audit staff.
• Participates in or attends committee meetings at the direction of management.

Bona Fide Occupational Qualifications

• A Bachelor’s degree in Accounting, or related field and/or equivalent coursework and/or experience required.
• A minimum of three (3) years audit experience required, bank audit experience strongly preferred.
• Must be proficient in Microsoft Word and Excel.
• Solid understanding of accounting principles and the processes associated with financial reporting is necessary.
• Sound understanding of banking terminology, products, and risk assessment concepts.
• Excellent analytical, organizational, and problem-solving skills required.
• Excellent verbal and written communication skills.
• Must possess a valid driver’s license and have the ability to travel regionally if necessary.
• May be eligible for Telecommuting.