Sr Manager Liquidity Regulatory Reporting and Infrastructure

About the role

The Liquidity regulatory reporting team within the Treasury manages, monitors and ensures adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and associated public disclosures, Net Stable Funding Ratio (NSFR), FR 2052a Liquidity Monitoring Report. We also develop tools to assist our business partners in analyzing the liquidity impacts of business decisions. We work with our second line partners to assist in the development of robust contingency liquidity analyses and plans to help identify emerging risks. This group is responsible for the design of company liquidity management policies, ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and external partners on multiple ongoing examinations and audits of liquidity practices.

Responsibilities

• Act as a liaison between the analytics and technology teams for Liquidity Regulatory Reporting which includes FR 2052a, LCR, NSFR and Liquidity Stress Testing
• Overseeing daily production activities related to FR 2052a, LCR, NSFR, ensuring the accuracy and compliant with regulatory requirements
• Reviewing and validating key liquidity regulatory reports/metrics to confirm adherence to internal and external regulatory expectations, while supporting continuous improvements of processes and data quality
• Plan and prioritize system updates, define long-term vision for application and system integration and upgrades for Liquidity Regulatory Reporting
• Support leadership on any impact analysis or ad-hoc requests
• Collaborate with Legal, RLO and external forums like BPI to maintain up to date interpretations and governance
• Ensure compliance with Reg WW, Reg LL, LST regulations and Schwab’s Liquidity Management Policy
• Maintain and enhance key relationships with our technology partners
• Aid the business with their supervision requirement by performing daily comprehensive reviews of liquidity regulatory reports

Requirements

• Bachelor’s degree required
• CFA, FRM or MBA in finance a good to have
• 7+ years of related work experience
• Prior people leader experience preferred
• Deep expertise in at least one area of Liquidity Management a must - LCR, NSFR, FR 2052a, Liquidity Stress Testing, Reg YY
• Detailed knowledge of finance and knowledge of liquidity risk management at a broker dealer
• Regulatory financial reporting, and experience in treasury management and oversight
• Experienced with financial systems and financial data
• Hands-on, functional capabilities with SQL and reporting tools like Tableau, Power BI
• Ability to work in an agile, ambiguous environment
• Excellent analytical, strategic planning, problem resolution skills
• Excellent oral and written communication skills

Qualifications

• Deep expertise in at least one area of Liquidity Management a must - LCR, NSFR, FR 2052a, Liquidity Stress Testing, Reg YY
• Detailed knowledge of finance and knowledge of liquidity risk management at a broker dealer
• Regulatory financial reporting, and experience in treasury management and oversight
• Experienced with financial systems and financial data
• Hands-on, functional capabilities with SQL and reporting tools like Tableau, Power BI
• Ability to work in an agile, ambiguous environment
• Excellent analytical, strategic planning, problem resolution skills
• Excellent oral and written communication skills

Skills

• SQL
• Tableau, Power BI

Benefits

• 401(k) with company match and Employee stock purchase plan
• Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance

Pay

Salary range TBD

Schedule

Hybrid Work and Flexibility