Sr. Analyst, Internal Audit and Compliance

Responsibilities

• Evaluate and update LSPI Internal Controls registers, narratives, and related policies for LSPI entities on a timely basis prior to fieldwork testing to ensure documentation is complete and accurate
• Conduct walkthroughs and testing of LSPI Internal Controls based on annual audit plan and risk analysis, to assess the design and operating effectiveness of company internal controls
• Draft audit reports and maintains records of audit findings with mitigation procedures
• Contribute to the assessments of the design and effectiveness of LSPI internal controls framework, risk management, and governance systems
• Manage the internal controls tracking schedule in order to document progress and results of the internal controls testing
• Perform the quarterly risk mitigation controls testing of SAP GRC access system controls
• Communicate Internal Controls issues, control deficiencies, audit testing results with follow-up status on remediation testing and management responses to the Internal Audit Director
• Stay knowledgeable of current and emerging Internal Audit & GAAP standards and industry best practices
• Proactively monitor key strategic initiatives identified by Management
• Provide support with documentation requests and inquiries during external audits and co-source provider projects
• Manage the LSPI T&E policy compliance process, expense audits and management reporting, including supervising work products of the T&E Analyst
• Screening, monitoring, and reporting of third-party risk management compliance due diligence with regular liaisons between the various business functions and departments

Qualifications

• Takes initiative and can work independently with minimal supervision, when required
• Familiar with IIA Standards and Sarbanes-Oxley requirements
• Excellent oral and written communication skills, and interpersonal skills
• Ability to summarize issues for senior management
• Able to work under time constraints effectively
• Multi-project management skills and experience
• Familiar with Microsoft Office applications, such as Word, Excel & Power Point
• Willingness to learn new financial and third-party risk monitoring tools
• Strong work ethic