SOX Manager

Responsibilities

• Ensure processes and controls are designed and executed to mitigate financial reporting risks.
• Work with Business Lines to assess the effectiveness of the bank’s control environment.
• Complete annual SOX walkthroughs of business processes to determine compliance with control objectives.
• Document business processes, identifying and evaluating specific control activities.
• Facilitate consultations with the business lines on process changes, ensuring control design updates are appropriate.
• Conduct third-party vendor evaluations.
• Evaluate deficiencies and update internal control documentation.
• Provide consultative services to the business lines regarding internal controls, focusing on financial reporting, data management, and operational business processes.

Qualifications

• Bachelor's degree, or equivalent work experience.
• 5-7 years of relevant experience.
• Working knowledge of Sarbanes-Oxley (SOX).
• Strong process facilitation, project management, and analytical skills.
• Act as a liaison to internal and external auditors.
• Business acumen and credibility to help business lines proactively identify and address changing risks.
• Excellent presentation, interpersonal, written, and verbal communication skills.
• Proficient in computer navigation using software packages like Microsoft Office applications and Archer eGRC.
• Professional certifications preferred, including CIA, CPA, CISA.
• Demonstrated ability to work in a complex environment.
• Strong organizational skills with excellent attention to detail.