Jobs · Business Development · New York

Senior Technical Business Analyst

Nexity Financial Corp · New York, NY · 6 days ago
Business DevelopmentFull-time
Here’s the reformatted job posting for **Counsel, Legal and Compliance** at **D. E. Shaw & Co., L.P.**:

D. E. Shaw & Co., L.P. – New York, NY 10001, USA

About the role

We are seeking experienced legal and compliance professionals to join our team in New York. This role involves providing legal and regulatory guidance to support the firm’s global investment and operational activities.

Responsibilities

  • Advise on legal and regulatory matters related to investment management, trading, and fund operations.
  • Monitor and interpret evolving financial regulations (e.g., SEC, CFTC, MiFID II, GDPR) and assess their impact on the firm.
  • Draft, review, and negotiate agreements, including ISDAs, prime brokerage agreements, and fund documentation.
  • Collaborate with internal teams (e.g., trading, risk, operations) to ensure compliance with applicable laws and firm policies.
  • Assist in regulatory examinations, audits, and inquiries.
  • Develop and deliver compliance training programs for employees.

Requirements

  • J.D. from an accredited law school and active membership in good standing of a U.S. state bar.
  • 5+ years of legal and/or compliance experience in the financial services industry, preferably at a hedge fund, asset manager, or law firm.
  • Strong knowledge of U.S. securities laws (e.g., Investment Advisers Act, Investment Company Act) and derivatives regulations.
  • Experience with global financial regulations (e.g., EU, UK, or Asian markets) is a plus.
  • Excellent analytical, drafting, and communication skills.
  • Ability to work in a fast-paced, collaborative environment.

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