Senior Internal Auditor

Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

About the role

Conducting financial, internal control, compliance, and operational audits in support of the Internal Audit plan and Sarbanes-Oxley (SOX) compliance.

Responsibilities

• Perform Internal Control/Sarbanes-Oxley, Financial, Compliance and Operational audits.
• Prepare reports to the Audit Committee and members of executive and senior management.
• Work with external auditors on the Sarbanes-Oxley and financial audit processes.
• Plan, execute and wrap-up various audit projects.
• Review operational efficiencies and make recommendations for enhancements to the control environment as needed.
• Complete special projects at the direction of Internal Audit and Executive Management.
• Maintain prompt and regular attendance.

This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed.

Requirements

• 2-5 years’ experience in Big 4 or Large Regional Public Accounting and/or Publicly Held Internal Audit
• Excellent analytical, organization and multitasking skills
• Strong work ethic and emphasis on attention to details
• Proficient computer skills, including Microsoft Excel
• Excellent verbal and written communication skills
• Able to work well under pressure and within short deadlines
• Bachelor’s degree in Accounting or related field
• CPA or CIA certification preferred
• Financial Services industry experience preferred
• Audit software experience a plus
• AML experience desired
• Ability to work in a team environment
• Ability to travel domestically and internationally up to 25%
• Must be authorized to work in the US for any employer

Schedule

4 days per week onsite, 1 day per week remote