Senior Compliance Analyst

Job Purpose

Aids and supports the organization with initial compliance and ongoing preparation, testing, and monitoring of conformance, particularly related to Sarbanes-Oxley legislation (SOX) sections 302 or 404 compliance. Evaluates internal controls, communications, risk assessments, and maintains documentation. Identifies risks and evaluates deficiencies, collaborating with internal departments/business units to address them.

Responsibilities

• Evaluates internal controls and communications
• Performs risk assessments and maintains documentation
• Supports global ERP and non-ERP segregation of duties (SOD) and user certifications
• May require experience with enterprise-wide software systems like Oracle ERP, Microsoft Office, LibreOffice, G-Suite (Google Apps), and SOD management
• May require expertise in interpreting SOP 97-2
• Uses knowledge of SOX Act of 2002, GAAP, Oracle, SAP, and/or a variety of desktop applications

Requirements

• Education: Degree in accounting, finance, business, computer science, or related field, or equivalent work experience
• Experience: Sufficient working knowledge and understanding of Sarbanes-Oxley Section 404 and its requirements
• Skills: Analytical skills, knowledge of general computer environment and Oracle systems, technical skill set in the Windows environment
• Experience: Preferred in an international manufacturing company, familiarity with Controls and Controls Standards (Sarbanes Oxley, COSO, COBIT)
• Knowledge: Ability to identify and assess business process controls and their linkage to IT systems, knowledge and experience in reviewing business processes, systems implementation, process reengineering, and control implementation
• Other: Develops, manages, and updates narratives, and control self-assessments in collaboration with business process owners, ability to review and summarize process/control documents, understand and interpret policy/procedures/flow charts, provide weekly reports on monitoring results and progress, obtain all access accounts for auditors and provide training on evidentiary tools, evaluate and post evidence to archival location, assess weekly monitoring results for possible control or process improvements, update process flows with any process changes, obtain and archive approvals from owners, update procedures with any control reference changes

Qualifications

Must be a US Citizen due to ITAR regulations.