Senior Associate, Wealth Management

Last Updated: January 1, 2023

This California Job Applicant Privacy Notice ("Privacy Notice" or "Notice") explains how IEQ Capital, LLC ("company," "we," or "us," or "our") collects personal information from job applicants who are California residents, to the extent the personal information is collected and used by us solely within the context of their status as a job applicant. This Notice supplements other privacy notices you may receive in connection with your relationship with us.

Purpose of the Notice

• The categories of personal information we collected from these sources during the 12 months preceding the date of this Notice, and will continue to collect, includes the following:
• Personal identifiers: name, address, email address, government-issued identification documents
• Protected class information: race, ethnicity, gender, gender identification, veteran status
• Professional information: records of your work and education history (including internal and external work history and references)
• Educational information: Education history; trade school records; certificates obtained

Purposes for Collection of Personal Information

• We use your personal information to evaluate your application for employment, to conduct job interviews, and to comply with applicable law.

Disclosure of Personal Information For Business Purposes in the Past 12 Months

• The following chart describes the categories of personal information that we disclosed to third parties for a business purpose in the 12 months prior to the date of this Notice:
• Personal identifiers: name, address, email address, government-issued identification documents
• Protected class information: race, ethnicity, gender, gender identification, veteran status
• Professional information: records of your work and education history (including internal and external work history and references)
• Educational information: Education history; trade school records; certificates obtained

Your Rights Related to Personal Information Held by Us

• Your Right To Access Information We Collect and Share About You
• Your Right To Request Deletion of Personal Information We Have Collected From You

How We Will Respond to Your Requests

• To exercise your access or deletion rights, or to ask a question about your data subject rights, contact us at compliance@IEQcapital.com or (650) 581-9807.

Personal Information of Minors

• We do not advertise our positions to minors under 16 and do not knowingly collect or sell the personal information of minors, including minors under 16 years of age.

Changes to This Notice

• We will review and update this Notice as required to keep current with rules and regulations, new technologies and security standards. We will post those changes on the website or update the Privacy Notice modification date below. In certain cases and if the changes are material, we will post a notice on our website.

Contact Us

• If there are any questions regarding this Privacy Notice or to request a copy of this Privacy Notice in another format you may contact us at compliance@IEQcapital.com or (650) 581-9807.