Risk Advisory

About the role

This individual will sit within the Risk & Controls function and play a key role in strengthening the organization's control environment. The position partners closely with business stakeholders to identify risks, design controls, and support strategic initiatives including new product launches and system implementations.

Responsibilities

• Support the development and maintenance of the internal controls framework
• Partner with control owners to enhance documentation, understanding, and execution of controls
• Assist in enterprise risk assessments and risk mitigation planning
• Design and execute risk-based internal audit programs
• Analyze business processes and identify control gaps or improvement opportunities
• Prepare audit reports, including findings and remediation recommendations
• Manage external audit coordination and act as a liaison between auditors and internal stakeholders
• Support regulatory and compliance initiatives across multiple frameworks
• Drive process improvements and participate in cross-functional projects

Qualifications

• Bachelor's degree in Finance, Accounting, Business, or related field
• 3+ years of experience in audit, risk management, or advisory/consulting
• Experience designing, testing, and implementing internal controls
• Strong analytical and problem-solving skills
• Ability to operate in a fast-paced, ambiguous environment
• Strong communication and stakeholder management skills
• Preferred: Professional certifications (CPA, CIA, etc.), exposure to financial services regulations and compliance frameworks, familiarity with SOC 2, broker-dealer requirements, or insurance/annuity-related regulations