Jobs · Finance · Missouri

Regulatory Operations Compliance Associate

Swiss Re · Kansas City, MO · 1 mo ago
Finance$52k–$78k/yrFull-time

About the role

Are you a detail-driven compliance professional who thrives in a fast-paced, ever-evolving regulatory environment? Do you love digging into the details, managing complex projects, and making a real impact across a global organization? If so, Swiss Re's Regulatory Operations team has an exciting opportunity for you!

Key Responsibilities

  • Support filing processes for rates, rules, and forms, assisting Regulatory Operations teammates throughout the full product filing life cycle
  • Independently review and analyze bureau circulars (e.g., ISO, AAIS) to assess product and filing impact, communicate changes, and assist in completing required filing processes
  • Manage referrals received via the forms analyst mailbox across all product lines, including formatting specifications and determination of appropriate filing action
  • Maintain accuracy and integrity of Swiss Re's internal tracking system to ensure current, regulatory-compliant product filing information is always up to date
  • Own and actively manage projects, taking initiative and participating in cross-functional projects as assigned
  • Collaborate with internal stakeholders across Products, Underwriting, Legal, and other functional areas to ensure alignment and timely execution
  • Provide competitor product and filing intelligence to business units upon request, supporting informed decision-making

About the Team

You'll be joining the Regulatory Operations Product Services team — a collaborative, skilled, and supportive group that provides regulatory compliance support to multiple Corporate Solutions businesses across the globe. Our team brings together a diverse set of expertise and works hand-in-hand with departments across the organization to meet state regulatory requirements and implement product and regulatory changes effectively.

About You

  • You are a self-starter with sharp critical thinking skills and a natural ability to anticipate challenges before they arise. You bring a proactive mindset, rolling up your sleeves and diving in with minimal supervision.
  • You are organized, deadline-driven, and skilled at juggling multiple priorities without missing a beat.
  • You have advanced proficiency in Microsoft Word, including creation and formatting of tables and application of document styles to support regulatory filings and correspondence.
  • You have advanced proficiency in Microsoft Excel, including creation of formulas and use of data formatting tools (e.g., filters, conditional formatting) for tracking and reporting purposes.
  • You have proficiency with regulatory filing platforms including SERFF, iFile, NILS, and Isonet, as well as Microsoft Office applications (Word, Excel, PowerPoint, Outlook, and SharePoint).
  • You have knowledge and understanding of Insurance Company operations and the broader regulatory environment, including familiarity with Bureau Circulars (e.g., ISO, AAIS).

Requirements

  • 2–5 years of experience in insurance rate and form filing, policy issuance system implementation, or other insurance regulatory-related work
  • Advanced proficiency in Microsoft Word, including creation and formatting of tables and application of document styles to support regulatory filings and correspondence
  • Advanced proficiency in Microsoft Excel, including creation of formulas and use of data formatting tools (e.g., filters, conditional formatting) for tracking and reporting purposes
  • Proficiency with regulatory filing platforms including SERFF, iFile, NILS, and Isonet, as well as Microsoft Office applications (Word, Excel, PowerPoint, Outlook, and SharePoint)
  • Knowledge and understanding of Insurance Company operations and the broader regulatory environment, including familiarity with Bureau Circulars (e.g., ISO, AAIS)

Nice to Haves

  • Experience with SharePoint, including document libraries, version control, and collaboration features in support of operational or regulatory documentation
  • College degree or equivalent professional work experience in a related field
  • Strong negotiation and problem-solving skills, with the ability to artfully propose responses to regulatory objections and insurance department inquiries
  • Excellent written and oral communication skills, with the ability to convey complex regulatory information clearly and concisely
  • Demonstrated ability to manage multiple projects and deadlines simultaneously with a high degree of accuracy and attention to detail
  • Comfort and experience working in a global matrix organization, interacting effectively with stakeholders at all levels

Similar jobs

Operations Associate

Landing PointNew York, NY· 2 mo ago
Management$110k–$135k/yrapply on landingpoint.com

Operations Associate

SEPHORAManhattan Beach, CA· 1 mo ago
Management$22.6–$26/hrapply on join.sephora.com

Operations Associate

HealthMark GroupUnited States· 4 days ago
RemoteManagementapply on workforcenow.adp.com