Regulatory Compliance Manager

About The Role Fund Street Technologies is a fintech lending platform for commercial financing to small and mid-sized businesses. As our client volume and product set grow, we're in need a seasoned Regulatory Compliance Manager to help build out and run our compliance monitoring and testing program and strengthen compliance pillars. This person will own our monitoring and testing plan, serve as the compliance reviewer for marketing and advertising, and manage compliance issues and complex, cross-functional initiatives from intake through remediation. This is a builder's role: you'll help design and mature the program. The role works closely with Legal, Risk, Operations, Marketing, and external partners. Key Responsibilities Monitoring and testing Build out and run the compliance monitoring and testing plan, including defining and risk-ranking the testing universe, writing test scripts, and setting review frequencyExecute periodic reviews, document results and exceptions, and track remediation to closureReport monitoring results, gaps, and risk trends to senior leadership and relevant committees Marketing and advertising review Serve as the primary compliance reviewer and approver for marketing assets in various forms across numerous channelsConfirm that all advertising is fair, accurate, and consistent with company values, applicable lending regulations, and partner requirements Issue management and compliance initiatives Manage compliance issues end-to-end, from intake and root-cause analysis through corrective action plans and validationLead complex, cross-functional compliance initiatives such as new product launches, regulatory change implementation, and external partner or audit-driven workstreamsPartner with Legal, Risk, and Operations to translate regulatory requirements into policies and practical, operating controls Requirements 5+ years in regulatory compliance, monitoring and testing, or a related second-line role, within consumer or commercial lending (bank, fintech, or specialty finance)Hands-on experience building or significantly enhancing a compliance monitoring and testing program, including developing test scriptsWorking knowledge of U.S. lending and marketing regulations from the CFPB and FTC, such as UDAP/UDAAP, ECOA/Reg B, FCRA, and GLBA, and an understanding of how commercial lending differs from consumer lendingExperience reviewing marketing and advertising materials for complianceExperience managing issues and remediation, including root-cause analysis and corrective action plans, often through ticketing tools such as Jira Benefits Competitive salaryHealth insuranceGrowth and development opportunitiesDynamic and collaborative work environmentCompany events and team-building activities