Regulatory Compliance Manager

Responsibilities

• Ensure property compliance with the Company’s Compliance Program.
• Conduct periodic property meetings, communicate with Corporate AML and Compliance Operations, and interact with property department on Compliance Program components.
• Perform variable research related to Compliance Program components, jurisdictional requirements, and property-based initiatives.
• Maintain standardization of property compliance functions in line with Company standards.
• Facilitate and track the completion of all required training pertaining to Compliance and Anti-Money Laundering for both properties.
• Coordinate and maintain open liaison with applicable regulatory agencies, including attending meetings, providing information/assistance, managing responses to requests/audits, and following up on any corrective actions related to regulatory agencies audit findings.
• Coordinate gaming and non-gaming systems code load approvals, where applicable.
• Work with corporate/property marketing in reviewing marketing promotions/events, and submit appropriate documentation for approval to gaming agency, where applicable.
• Oversee property Anti-money Laundering compliance requirements including completion of AML/BSA training for all property Team Members.
• Document, track, communicate, and maintain personnel actions for property Compliance employees.
• Coordinate and manage responses to external audits for the property (Federal and non-gaming state agencies).
• Prepare and submit jurisdictional regulatory reports (property specific).
• Absorb and respond to subpoenas.
• Ensure all required Annual, Quarterly, Monthly and Daily audits are completed, including sensitive keys, access testing, Key Employee Reporting.
• Coordinate and maintain open liaison with Internal Audit by providing requested information, attending meetings, managing responses to requests and follow-up on internal audit findings.

Qualifications

• Undergraduate degree is preferred.
• Minimum two years experience in the gaming Compliance field, with prior supervisory experience.
• Literate and fluent in English.
• Ability to read, analyze, and interpret gaming statutes, rules, and regulations.
• Ability to analyze information, problems, situations, and procedures from an operational perspective, identify any relevant concerns, and formulate or provide input for solutions.
• Ability to manage multi-faceted projects to a successful conclusion.
• Ability to respond to inquiries or requests from regulatory agencies.
• Ability to effectively communicate policies and procedures to groups or individuals of the Company.
• Ability to provide direction and motivate operational property team members.
• Ability to travel.
• Proficient in Microsoft Office programs (Excel, Word, etc.).
• Demonstrates strong verbal and written communication skills.
• Ability to uphold and demonstrate the highest level of integrity in all situations and recognize standards required by a regulated business.
• Acts as a role model to other Team Members and always presents oneself as a credit to Caesars Entertainment and encourages others to do the same.
• Adheres to all regulatory, company and department policies and procedures.