Principal Associate, SEC Reporting
We are seeking a highly motivated professional to join our Securities and Exchange Commission (SEC) Reporting team within a collaborative and dynamic financial services company. This Principal Associate will be foundational to the Controllers organization’s legal entity management, driving clarity, consistency, and risk‑based oversight across our legal entity landscape. The role is ideal for a curious‑minded individual who enjoys working with data and collaborating across multiple teams to achieve company‑wide and organizational goals.
Responsibilities
- Drive the establishment of a centralized oversight function of legal entity reporting.
- Perform risk assessments to identify entities in scope.
- Coordinate the legal entity storytelling function, including extracting, analyzing, and validating data from OneStream to provide leadership with drivers of legal entity results.
- Act as a central liaison across cross‑functional partners to ensure legal entity data remains accurate, consistent, and compliant with evolving regulatory and governance requirements.
- Drive process improvements and support implementation of automation efforts.
- Support quarterly earnings and reporting cycle as necessary.
- Support control processes and engage with audit and compliance groups as necessary.
- Support ad‑hoc research projects, peer analysis, and disclosure update proposals.
- Support broader enterprise initiatives, including building out materials and/or processes to support potential acquisitions, expansion, or divestitures.
Basic Qualifications
- Bachelor’s degree or military experience.
- At least 3 years of experience in Accounting, Finance, Audit, or a combination of these fields.
Preferred Qualifications
- Bachelor’s degree in Accounting, Finance, or Business.
- Certified Public Accountant (CPA) designation.
- 1+ year of Securities and Exchange Commission (SEC) reporting experience.
- 1+ year of financial analysis experience.
- 1+ year of experience with financial and accounting reporting systems (Workiva or OneStream experience a plus).
- 1+ year of experience in a financial institution.
Capital One will not sponsor a new applicant for employment authorization for this position.
Pay
Salary ranges (full‑time annual) by location:
- McLean, VA: $120,800 – $137,900
- Richmond, VA: $109,900 – $125,400
- Wilmington, DE: $109,900 – $125,400
Candidates hired in other locations will receive the pay range associated with that location. This role is also eligible for performance‑based incentive compensation, which may include cash bonuses and/or long‑term incentives.
Benefits
Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well‑being. Eligibility varies based on full‑ or part‑time status, exempt or non‑exempt status, and management level.