Mgr - IT Audit

About the role

The colleague will support audit engagements, leading planning and execution activities, evaluating control design and effectiveness, and providing actionable insights that strengthen data governance, data quality, data architecture, metadata management, data lifecycle management, data risk management, reporting, regulatory compliance, and the use of critical business data across complex technology and business environments.

Responsibilities

• Serve as Auditor in Charge (AIC) on audits, managing the audit engagement end-to-end, planning audit projects, defining objectives and scope, and coordinating with control groups, external auditors, stakeholders, and regulators to ensure effective execution;
• Conduct L1 reviews;
• Serve as the primary audit client contact;
• Analyze / review audit results and documentation to evaluate effectiveness and efficiency, synthesizing audit findings;
• Lead audit client meetings and walkthroughs;
• Develop test steps, audit findings, and the audit report in accordance with IAG policies and procedures;
• Guide team on how to validate and execute corrective actions / Management Action Plans (MAPs) are impactful, sustainable, and improve the control environment of the business unit;
• Support business monitoring activities with audit leadership, tracking key metrics to identify control issues and trends; stay up to date with evolving industry trends, external news and regulatory changes, and analyze the impact to the business;
• Delegate tasks to team members; guide auditors in assessing risks, evaluating control design, and executing audit tests; review and provide feedback on work papers;
• Effectively coach, teach, mentor, and develop less experienced colleagues and co-sourced resources in geographically diverse locations across all aspects of their role, the audit and analytic lifecycle, audit methodology and best practices;
• Conduct post-audit feedback discussions with audit team members to provide actionable feedback, support development, and recognize accomplishments;
• Guide team to proactively and routinely communicate task status, roadblocks, challenges, suggesting potential solutions to the team.

Qualifications

• Minimum Qualifications: 5+ years of experience, Prior experience working at a Big Four / G-SIB, Understanding of data management frameworks, including data governance, data quality, data architecture, metadata management, data lifecycle management, and data risk management, Understanding of data risks associated with data quality, data movement, data retention, reporting, regulatory compliance, and the use of critical business data across complex technology and business environments, Demonstrates strong written and verbal communication skills to deliver deliverables with quality, and actionable value-add feedback to management on issues, opportunity areas, and deficiency solutions, Effectively leads a team in a fast-paced environment to drive business results, utilizing related project management skills, employs creative thinking, and the ability to work on competing priorities, Applies critical thinking to break-down complex problems into components, and solve using data analysis, process, risk control knowledge, and experience to drive risk-based conclusions and decisions, Applies control theory and professional auditing practices throughout the audit lifecycle, Understands regulations, regulatory risks, accounting, and financial industry best practices relevant to the business, including emerging technology and data considerations, and incorporates into the audit approach to enhance outcomes.

Preferred Qualifications

• Experience in Internal Audit, Data Management, Data Governance, Data Risk Management, Technology Risk, Information Management, Enterprise Data Management, or a related control function within the financial services industry, Knowledge of data-related regulatory frameworks and industry guidance, with the ability to assess the design and effectiveness of data governance, controls, and risk management processes, Experience or understanding of data quality management, risk data aggregation and reporting, data sharing, data lifecycle management, or enterprise digital capabilities, Experience assessing governance, reporting, issue management, or technology platforms supporting enterprise data management and data risk programs, Experience with data analytic tools, data visualization, key risk indicators (KRIs), key performance indicators (KPIs), information systems / technology, and scorecards / dashboards, etc, Interest in working with data, interpreting results, analytic best practices and experience with data analytics tools and data visualization.

About Us

We back you with benefits that support your holistic well-being so you can be and deliver your best. This means caring for you and your loved ones' physical, financial, and mental health, as well as providing the flexibility you need to thrive personally and professionally: Competitive base salaries, Bonus incentives, 6% Company Match on retirement savings plan, Free financial coaching and financial well-being support, Comprehensive medical, dental, vision, life insurance, and disability benefits, Flexible working model with hybrid, onsite or virtual arrangements depending on role and business need, 20+ weeks paid parental leave for all parents, regardless of gender, offered for pregnancy, adoption or surrogacy, Free access to global on-site wellness centers staffed with nurses and doctors (depending on location), Free and confidential counseling support through our Healthy Minds program, Career development and training opportunities.

About the Team

We back our colleagues with the support they need to thrive, professionally and personally. That's why we have Amex Flex, our enterprise working model that provides greater flexibility to colleagues while ensuring we preserve the important aspects of our unique in-person culture. Depending on role and business needs, colleagues will either work onsite, in a hybrid model (combination of in-office and virtual days) or fully virtually.

Pay

Ultimately, in determining your pay, we’ll consider your location, experience, and other job-related factors.