Manager, Regulatory Compliance

About the role

The Manager, Regulatory Compliance, US role is newly created within the Global Regulatory Compliance Team at Airwallex. Based in San Francisco, this role is a key member of the team and will focus on regulatory engagement strategies for Airwallex US and the US State MTL licensing program.

Responsibilities

• Support the Airwallex Group's expansion by managing the regulatory compliance components of license authorization processes
• Act as a key stakeholder in relation to license applications, business plan updates, and information requests between Airwallex and our regulators
• Ensure that our regulatory compliance and integrity risk reporting obligations are maintained for all Airwallex Group entities in the US region
• Support and/or manage on-site exams and inspections (in collaboration with our LRC colleagues)
• Advise the business with respect to regulatory change initiatives with a particular focus on how to effectively manage compliance risk attached to new laws and regulations in the jurisdictions we operate
• Develop policies, processes, and provide advice in relation to regulatory risk obligations that exist within the 1st line business
• Manage regulatory compliance risk within the Airwallex Risk Management Framework and associated escalation process (inc. the Group Risk Committee)
• Advisory the business in relation to conduct risk and ethics matters (where appropriate) relating to our financial services licenses
• Deliver the Compliance Monitoring Program; Conduct targeted and thematic reviews on a wide range of topics to ensure appropriate organizational maturity
• Deliver the Airwallex Group's Compliance Training for employees and conduct ad-hoc training to specific business areas as required
• Conduct 'Proactive Special Ops' projects to unlock business or operational issues to enable Airwallex to achieve its strategic goals more rapidly

Qualifications

• Bachelor's degree with a minimum of 6 years of regulatory compliance experience in a financial institution, FinTech, legal/consulting firm, or combination of the above
• Familiarity with financial regulatory laws, rules, regulations and industry best practices across US and the Americas region
• Data proficiency - ability to work with data and leverage it for strategic decision-making
• Superior communication skills, with the ability to clearly explain complex topics to a wide range of stakeholders including regulators, executive leadership, and front-line staff
• Experience with developing and/or maintaining a compliance program within a financial institution, preferably in respect of payments activity
• Exposure to licensing processes, regulatory expansion, and RegTech or technology-driven compliance solutions
• Deep understanding of financial products/services and related conduct risk, ethics, and controls