Lead Service Ops Spec

About the company

We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries serves more than 3.5 million individual, small business and institutional clients. We are a longstanding leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses – Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Responsibilities

• Establish, manage and maintain a centralized Security Master function for the Clearing Broker Dealer.
• Establish, manage and maintain a centralized Security Master function for AEIS.
• Own and lead the strategy, projects, governance, initiatives and key business relationships supporting the Beta Security Master and Pricing environment.
• Serve as the subject-matter expert and primary point of accountability for security master data, working closely with Technology, Operations, product, and internal/external business partners to ensure accurate, timely and scalable security set up and maintenance.
• Drive process improvements as necessary, manage complex initiatives and implementations, identify and resolve data and operational issues, establish strong governance and controls alongside our Risk and Compliance partners.

Requirements

• Series 99 is required.
• Series 7 and 24 are preferred.

Employment Details

Full‑time position. Exempt status. Job Family Group: Client Service. Line of Business: CLEAR Clearing.