Investment Management Specialist

About the role

This position supports a Financial Advisor (FA) team by performing specialized functions, including defining the team’s investment management philosophy through portfolio analysis and executing business management and development activities. Key responsibilities include providing operational support, delivering quality client service, and offering a full range of investment products and services across the enterprise. The role leverages specialists and financial planning tools to deliver holistic investment solutions and may involve residential mortgage loan origination, subject to SAFE Act registration requirements.

Responsibilities

• Maintains an understanding of the Chief Investment Office (CIO) philosophy, proprietary planning, and investment management tools.
• Monitors, analyzes, and reviews the current market environment and research portfolio recommendations.
• Manages client portfolios to align with client goals, objectives, risk tolerance, and time horizons.
• Reviews and manages team proprietary models to align with current market assumptions by participating in CIO and manager updates and reviewing reports and allocation updates.
• Creates analytical reports for Financial Advisors to review client investment portfolio performances against market returns.
• Assesses and shares pricing findings with clients to ensure understanding of the value of advice and accompanying solutions.

Requirements

• Series 7, 63/65 or 66 or equivalent; must obtain all state registrations held by the Financial Advisor(s) and Advisor Team(s) they support.
• SAFE Act Registration; ADV-2B Required.
• Maintain at least one firm-approved designation.
• Strong communication skills.
• Thorough knowledge and understanding of the suite of Wealth Management products and services.
• Strong analytical and portfolio management skills with the ability to identify trends and implement investment strategies to increase growth and mitigate risk.
• Ability to make sound decisions by having a deep understanding of investment management best practices and policies/procedures.
• Ability to identify client needs and concerns and articulate appropriate approaches to align solutions with goals in a suitable and controlled way.

Qualifications

• High School Diploma / GED / Secondary School or equivalent.

Skills

• Causation Analysis
• Financial Management
• Investment Management
• Trading Strategy
• Trading and Investment Analysis
• Portfolio Analysis
• Portfolio Management
• Price Verification and Valuation
• Trade Monitoring
• Trading
• Client Investments Management
• Client Solutions Advisory
• Financial Analysis
• Financial Forecasting and Modeling
• Wealth Planning

Schedule

1st shift (United States of America), 40 hours per week.