Internal Auditor Global Markets Technology

About the role

The Internal Auditor Global Markets Technology role within Nomura’s Internal Audit department focuses on reviewing technology risks across various products and making control improvement recommendations. Reporting to the Americas Global Markets Audit Technology Portfolio Director, the role involves working with technology and control stakeholders to assess risks, validate enhancements, and contribute to strategic changes.

Responsibilities

• Work as part of an integrated team to audit Global Markets businesses, covering Front Office Trading and Sales, and supporting control functions like Market and Credit Risk Management, Product Control / Middle Office, Technology, and Compliance.
• Perform risk assessments, continuous monitoring, and validate major control enhancements.
• Report findings to senior management and contribute to improving audit effectiveness.
• Use data analytics and develop automated testing to assess risks and controls.

Requirements

• Prior experience of data analysis.
• Experience in trading systems, businesses, and related operations, compliance, and finance.
• Knowledge of artificial intelligence tools and prompt engineering.
• Knowledge of databases: SQL, Elastic, Graph technologies, and Linux environments.
• Knowledge of data visualization tools such as Power BI, Tableau, QlikView, etc.
• Knowledge of general auditing principles, including identifying and documenting technology and business processes, and designing and operating effectiveness of related controls.
• Confident manner and well-developed communication skills (verbal and written).
• Inspire entrepreneurship in people and elevate organizational capability.

Qualifications

• A bachelor’s degree in Data Science, a Quantitative subject, Computer Science, Business, Finance, or related discipline.
• Accounting or Audit professional qualifications (e.g., CISA) and / or securities licenses.
• Knowledge of regulatory requirements in the US, Europe, and Asian markets.

Benefits

Nomura’s benefits rank #1 amongst our competitors. The total compensation package includes a sign-on bonus, restricted stock units, and discretionary awards in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave).

Pay

The base pay range for this position at commencement of employment is expected to be between $130,000 and $150,000 per year. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

Schedule

The role offers a full-time schedule.