Internal Audit, Technology Auditor-Investment Banking, Associate

Responsibilities

• Play a vital role in the scoping and planning of the audits.
• Deploy audit and analytical procedures and techniques to assess the design and operating effectiveness of the controls to mitigate the risks.
• Discuss the results with the firm’s local and global management.
• Monitor and follow up with management on the resolution of open audit findings.

Skills And Relevant Experience

• 3-8 years of experience as a technology auditor, leading audits covering IT application and general controls.
• Understanding of software development and system architecture.
• High level understanding of databases, operating systems and messaging.
• Proficiency in Excel and SQL.
• Strong written and verbal communication skills.
• Site reliability engineering and runtime operational tools (agent based technologies and processes).
• Cloud computing (Private, AWS, Google, Azure, Docker).
• Linux and Windows operating systems: security, configuration, and management.
• Database design, setup and administration (DBA) experience with Sybase, Oracle, or UDB.
• Big data systems: Hadoop, Snowflake, NoSQL, Hbase, HDFS, MapReduce.
• Web infrastructure technologies, security and design.
• Systems development/SDLC tools and processes (SVN/CVS, build, software testing, configuration and deployment).
• Email, messaging and collaboration systems (Exchange, Sharepoint, instant messaging).
• Business Continuity Planning and Disaster Recovery design and implementation.
• Relevant technology standards and regulations – ISO 27001, FFIEC IT handbooks, COBIT, ITIL, NIST, and FedRAMP.
• Data and Log Analysis (using SQL and Splunk) and visualization (using Spotfire, Tableau, QlikView or other).
• Experience with Data Analytics tools and techniques.
• Relevant certification or industry accreditation (e.g., CISA, CISSP, CISM, CFA, FRM, etc.).

Qualifications

Commensurate with experience.