Internal Audit - Liquidity Risk Management
About the Team
The Internal Audit Department Americas (IADA) is an independent and objective assurance and advisory function responsible for evaluating the effectiveness of risk management, internal controls, and governance processes across Mizuho's U.S. Operations (MUSO), including banking, broker-dealer, swap dealer, sales, and trading activities. Based in New York City, IADA provides comprehensive audit coverage of key business functions and risk areas to help ensure regulatory compliance, operational effectiveness, and sound risk management practices.
Position Summary
The Audit Manager/Senior Audit Manager will be a key member of the Liquidity Risk Audit Team within IADA. This role is responsible for executing risk-based audits across liquidity, treasury, and capital management functions, providing independent assurance over the effectiveness of controls and governance processes. The successful candidate will partner with stakeholders across the organization, remain current on regulatory developments, and contribute to the continuous enhancement of the audit function.
Responsibilities
- Execute audits within the Liquidity Risk Management audit universe, including: Liquidity Risk Management, Independent Liquidity Review Function, Treasury Banking Functions, Capital Management, Independent Price Verification (IPV) Framework
- Perform audit activities across all phases of the audit lifecycle, including planning, fieldwork, reporting, and issue follow-up, in accordance with IADA methodology and professional standards.
- Adhere to established audit timelines, project plans, and departmental scheduling requirements.
- Support the Continuous Monitoring Program by assessing emerging risks, monitoring changes within the liquidity risk environment, and validating the remediation of audit issues.
- Collaborate with other Internal Audit teams to support integrated audits and provide subject matter expertise when required.