Internal Audit Associate - Wealth Management Operations

About the role

We're seeking someone to join our team as an Associate supporting audits, continuous monitoring, and closure verification across Wealth Management. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm.

Responsibilities

• Execute a wide range of assurance activities (e.g., audits, continuous monitoring, closure verification)
• Understand and adopt new audit tools and techniques
• Develop clear and concise messages regarding risk and business impact within relevant coverage area
• Identify and leverage data to incorporate into analysis of coverage area
• Collaborate with a wide range of internal stakeholders to build effective working relationships and to execute on team deliverables
• Effectively manage multiple deliverables while delivering high-quality work

Requirements

• Understanding of audit principles, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
• Ability to communicate clearly and concisely and adapt messages to audience
• Ability to identify patterns and anomalies in data
• A commitment to practicing inclusive behaviors
• Willingness to solicit and provide feedback to further develop self and peers

Qualifications

• At least 2 years' relevant experience would generally be expected to find the skills required for this role
• Relevant certifications (i.e., CIA, CPA, CFA) preferred

Skills

Not specified

Benefits

Not specified

Pay

$86,000 and $126,500 per year

Schedule

4x per week in office