Intern - Compliance

About the role

Hilltop Securities Inc. is currently looking for a qualified student to join our team as a summer intern in our Compliance department in Dallas, TX. This individual will have the opportunity to work closely with various business lines and will gain hands-on experience working in the financial services industry while assisting with key initiatives across the company. This individual will gain exposure to the basic functions in Compliance including research and data analysis. Our Summer 2027 Internship Program is an in-person experience lasting from May 27, 2027 to July 30, 2027, with opportunities located in downtown Dallas at our HTS Tower location and throughout the country at various branch locations.

Responsibilities

• Under the supervision of Chief Compliance Officer and other compliance management staff, assist & learn about the various financial service compliance functions
• Gain insight into processes and activities related to securities compliance processes
• Assist with build out of essential reports as needed, and identify root cause for current report issues
• Analyze existing data for accuracy and completion
• Document process workflows
• Ad hoc work, which includes interaction and support of requests from c-suite and members of the executive leadership team
• Provide clerical and administrative support
• Special projects as requested
• Performs other duties as assigned

Qualifications

• Excellent verbal, written and communication skills
• Proven self-starter who can initiate tasks and follow up to completion to produce high quality results in a timely manner
• Exceptional time management and organizational skills
• Exceptional analytical skills; above average attention to detail
• Advanced knowledge of Microsoft Office (particularly Excel and PowerPoint)
• Strong analytical and product definition skills
• Rising senior studying in a related field
• Candidate MUST have authorization to work for any employer in the US without requiring sponsorship, whether in student status or not

About Us

At Hilltop Securities, we believe in building noble and collaborative relationships that enrich the financial future of individuals, businesses and communities. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success. As a subsidiary of Hilltop Holdings, which also encompasses PlainsCapital Bank, and PrimeLending, we have the financial strength and stability that has withstood the test of time. Our nationwide presence in 400 locations across 44 states provides our associates with extensive opportunities to grow their careers in a diverse organization that truly values relationship capital above all else.