Guideline Management Analyst (Boston)
Role Responsibilities
- Build a detailed knowledge of Charles River (CRD), understanding the various risk limits and the coding capabilities
- Ensure all new mandates/amendments are coded into systems within the agreed timeframes with a high level of accuracy
- Work closely with the Fund Managers and Client Directors to ensure that coding has been accurately interpreted and signed off within the appropriate timeframe
- Ensure client guideline queries from across the business are answered in a timely and accurate manner
- Complete post trade monitoring of incidents generated by the compliance systems, ensuring incidents are proactively escalated and recorded in the relevant systems
- Complete monthly and quarterly compliance attestations within the required deadlines
- Support the fund managers with ad-hoc queries related to pre-trade warnings generated by the compliance systems
- Continuously engage with IT to evolve systems and assist in Guideline related projects
- Affiliate with the Guideline Monitoring Manager in the build out of the offshore Team in Pune
- Work closely with Fund Management and the Client Services team in the review of guidelines - ensuring that amendments can be coded into the compliance systems and standardizing the format of guidelines across the U.S. business
- Proactively devise ways to reduce operational risk to the business and to increase the efficiency of processes
Experience Required
- Minimum of a BA or BS in finance, mathematics, economics or equivalent
- Prior experience of working in a guideline-related function
- Working within CRD, however experience with an alternative Order Management System may also be considered
- Experience of working on Guideline related projects with a proven ability to enhance existing processes
- Proficient in using Microsoft Excel, Word, and PowerPoint
- SQL experience is beneficial
- Strong understanding of fixed income/municipal securities
About the role
Insight Investment is looking for a Guideline Management Analyst to join the Guideline Management team in Boston.
Requirements
Insight Investment is an equal opportunities employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, age, or any other status protected by law.
Qualifications
Insight Investment is an equal opportunities employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, age, or any other status protected by law.
Benefits
Insight Investment is an equal opportunities employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, age, or any other status protected by law.
Skills
Insight Investment is an equal opportunities employer and makes employment decisions without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, protected veteran status, disability status, age, or any other status protected by law.
Pay
The base salary for this role is USD 110,000 to 125,000.
Schedule
The schedule for this role is not specified.