Global Head of Compliance Projects

About the role

Global Head of Compliance Projects. Greenwich CT‑Hybrid position requiring 3 days per week in the office and 2 days remote. Multiple positions available.

Responsibilities

• Lead global compliance project initiatives, ensuring alignment with organizational objectives and international regulatory requirements.
• Manage and coordinate compliance projects across various departments, driving efficiency and process improvements, including integration of AI‑powered solutions for surveillance and monitoring.
• Implement and oversee AI‑based generative tools to automate routine compliance tasks such as data gathering, reporting, and drafting responses.
• Develop and standardize processes and procedures related to compliance, ensuring seamless integration with internal and proprietary systems, focusing on AI‑driven efficiency gains.
• Oversee the implementation of compliance‑related systems and technologies, ensuring they meet the firm’s needs and regulatory standards.
• Collaborate with key stakeholders to design and maintain a robust compliance framework that integrates AI‑powered technologies and adheres to global standards, with a focus on European financial markets, enabling automation of compliance workflows, risk assessments, and early detection of non‑compliance activities.

Requirements

• Bachelor’s degree, or foreign equivalent, in Finance, Economics, Law, or Business.
• Minimum 3 years (36 months) of experience in finance/compliance process development roles responsible for project management and implementation of global regulatory frameworks.

Qualifications

Specific experience required:

• 3 years of experience in European financial markets regulation, including MiFID II (Markets in Financial Instruments Directive) and MAR (Market Abuse Regulation).
• Experience managing compliance‑related projects and process development projects related to global compliance operations.
• Knowledge of regulatory requirements related to Trade Surveillance and AML in global markets and trading across various products (stocks, options, bonds, futures).
• Experience conducting compliance risk assessments, including identifying, assessing, and mitigating compliance risks in relation to internal processes and external regulatory requirements with a global focus.
• Proficiency with Atlassian Confluence and JIRA.

Skills

Additional competencies:

• Experience with AI‑powered solutions for surveillance, monitoring, and automation of compliance tasks.
• Ability to design and maintain compliance frameworks integrating AI‑powered technologies.
• Strong project management and stakeholder collaboration skills.

Pay

Salary: $240,000 to $260,000 per year.

Schedule

Hybrid role: 3 days per week in office (Greenwich, CT) and 2 days remote.