Global Financial Crimes Technology Advisory, Risk and Controls Compliance Officer- Vice President

About the role

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.

Responsibilities

• Development and maintenance of governance documentation including Standards, frameworks, procedures and guidelines establishing requirements and governance practices over systems used to support financial crimes and compliance program activities.
• Provide governance, oversight and advisory support to global, regional and local team members ensuring that appropriate governance is maintained over Fin Crime and Core Compliance systems.
• Ensure activities and deliverables required as part of the governance program are conducted appropriately, timely and are well documented.
• Provide internal control advisory support to GFCD Technology and business partners on development activities, ongoing processes, and emerging risks.
• Proactively identify potential risk and control issues; develop and effectively communicate sustainable solutions; direct and implement as appropriate.
• Collaborate with other Global and regional colleagues in developing strategies and driving initiatives supporting the GFCD Technology program and business partners.
• Aid Global colleagues to develop and implement control improvements.
• Manage requests for information from examiners, auditors, and internal compliance testing teams, coordinate with subject matter stakeholders to collect, review, and submit responses.

Qualifications

• 7 years of financial crimes experience.
• Ability to apply technical understanding to practical problems, to recognize issues and to effectively communicate a course of action.
• Experience working in a global, dynamic environment, the ability to work independently under tight time constraints and the ability to multitask across simultaneous initiatives.
• Proven excellence in problem solving in a complex, demanding, and fast paced environment.
• Self-starter with strong collaborative, analytical, written, and verbal communication skills.
• Process oriented, ability to apply good judgement and negotiating skills and to work across all levels.
• Strong interpersonal, collaborative and leadership skills.
• Advanced MS Excel and PowerPoint skills.

Additional Skills

• Experience in compliance, legal or risk functions.

Education

• Bachelor’s Degree or equivalent work experience in compliance, legal or risk functions.

Pay

The typical base pay range for this role is $122,000 to $166,000 depending on job-related knowledge, skills, experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation.

Schedule

The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day.