Financial Services Tech Consulting Rule Coding Senior, Investment Compliance - WAM - CRD / Aladdin

About the role

We are seeking a Rule Coding specialist to support investment compliance implementations across leading OMS platforms including Charles River (CRD), Aladdin, and Sentinel. This role focuses on translating complex investment guidelines into system-enforced compliance rules and ensuring accurate implementation across asset classes and client account types.

Responsibilities

• Interpret investment guidelines and regulatory requirements and translate them into system-based compliance rules
• Configure, code, and validate compliance rules across OMS platforms (CRD, Aladdin, Sentinel)
• Review rule logic to ensure alignment with guideline intent and expected functionality
• Perform testing and validation of compliance rules, including exception and breach analysis
• Support account onboarding, compliance audits, and rule certification activities
• Work across equities, fixed income, and derivatives asset classes and account types (Retail, Institutional, Private Client)
• Partner with compliance officers, portfolio managers, and technology teams to refine rule logic
• Support SIT/UAT cycles, defect resolution, and production validation

Requirements

• Bachelor’s degree in Finance, Business, Engineering, or related field
• Minimum 3 years of experience in investment compliance rule coding, testing, or implementation
• Hands-on experience working with OMS platforms (CRD, Aladdin, Sentinel)
• Strong experience across equities, fixed income, and/or derivatives
• Experience interpreting investment guideline language and translating into coded rules

Nice to have

• Experience with guideline audits, compliance reviews, or account onboarding processes
• Familiarity with compliance breach analysis and remediation workflows
• Exposure to multi-asset portfolio compliance frameworks

What we look for

• Strong ability to bridge business rules and technical implementation
• Attention to detail in validating rule logic and identifying edge cases
• Comfort operating in client-facing, fast-paced implementation environments

What we offer you

• A comprehensive compensation and benefits package
• A flexible vacation policy
• A team-led and leader-enabled hybrid model